Not supported by any document whatsoever. This moment interested me and I, as they say, delved into the essence of the issue. It turns out that it is quite possible to get hold of this piece of paper, and it will correspond to the most demanding "paper-demanders".

So, I'll start with a boring digression into history ...

Laws were invented for the benefit of citizens, as Cicero said, for the benefit of participants in the financial sector in March 2004, the FFMS, the federal service for financial markets, was "invented".

The main task of the organization is to control the financial and all the processes taking place in it. Only banking and audit activities do not fall under the auspices of the service. The FFMS controls credit cooperatives, microfinance and insurance activity, monitors the work of exchange intermediaries, stock brokers, and also regulates the work commodity exchanges. In general, all activities of the service are aimed at resolving the above financial processes, in accordance with the letter of the law. True, in September 2013 it was abolished, but this was reflected rather only in the name - now it is the Financial Market Service of the Bank of Russia. But what does this have to do with our question? The most direct thing is that this body is entitled to issue you a certificate.

FFMS certificate otherwise - a license or an official government document that confirms that you are a specialist in the financial sector, it is simpler, a beautiful leaflet in a frame with seals and your last name (frame not included).

The system for obtaining a certificate of the FFMS

In general, the process is divided into two stages. First, you need to confirm that your choice is not accidental, and that you have some elementary ideas about the economy and, in particular, about the securities market. If you didn’t blunder, then the basic exam was passed. At this stage, you get nothing but the opportunity to move on to the second stage - passing the exam for a specific certificate. It is also worth noting that both the preparation and passing of the basic exam and the exam for a specific course have a certain cost.

What are the FFMS certificates

There are only seven types of FFMS certificates:

series 1.0 - brokerage, dealer activity and management securities

series 2.0 - trade organizer and clearing activities

series 3.0 - maintenance of the register of holders of securities

Series 5.0 - Mutual Fund Management

series 6.0 - activities of the special depository

series 7.0 - activities of a non-state pension fund

You can get any, it all depends on the type of your activity.

Let's take a closer look. Suppose you want to work for a brokerage company. In this case, after completing the basic training and passing the basic exam, you will need to complete the training in course 1.0 and pass the exam again in this course. And you have a document. If you suddenly change your mind and decide to change the type of activity or simply replenish your collection of licenses, then you can, for example, take the exam in series 1.6. In this situation, the baseline is no longer necessary.

Some find it difficult to immediately figure out which program to choose. This is not a problem when you choose an organization in which you will be trained, and, believe me, there are enough of them, the specialist will gladly tell you what is right for you.

Most often, they go to study for series 1.0 - this is the most universal program, it is relevant for employees of dealer / brokerage and management companies, for bankers, and is also interesting to everyone who wants to document their knowledge in the field of securities.

For employees of the clearing company and the exchange, a certificate of series 2.0 is required. During the preparation for the exam, you will be exposed to all aspects of the organization of trade.

3.0. Suitable for employees of joint-stock companies who need to monitor shareholder registers. The course will teach you to keep a register, according to all the rules, in accordance with the norms established by law.

If you are a depository employee, then course 4.0 will come in handy. You will be told about the intricacies of working with securities, you will learn about the storage of securities certificates, you will know how to make settlements on securities transactions, how to accrue and pay dividends, etc.

Certificate 5.0, for specialists working with mutual funds. Mutual investment fund - mutual investment. This is when a certain number of investors unite their own and entrust it to power management company. When the value of shares starts to rise, so will investors. This series is also for specialists managing non-state pension funds and investment funds.

Series 6.0 will be required for an employee of special depositories of a mutual investment fund or a non-state pension fund.

As for the last point, after passing the exam you will receive a document confirming that you have all the necessary information purely about non-state pension funds, and can become a full-fledged employee.

In any case, the consultant will not leave you to the mercy of fate when choosing and will help you figure out “what they eat with what”.

Different organizations offer different types of training. You can get a certificate by studying remotely, master the material on your own, test yourself on simulators, and then take an exam. But, of course, it is more effective to get trained in the standard way: come, listen, ask, remember. It's like someone has enough time. Moreover, in view of competition, training centers are trying to attract customers and hold all sorts of promotions, such as buy one banana and the second for free, or “autumn price fall !!!”

Do I need a FFMS certificate at all?

Analyzing my own experience, I want to note that this document has changed little in my professional activity. Yes, in many organizations in the financial sector, a certificate is required, sometimes they say that it will be necessary, but you can wait. To say that in the process of studying and passing the exam I received some super-necessary knowledge - no. Yes, of course there was. new material, it was interesting, but specifically it didn’t really come in handy for me, though I admit, I always have a piece of paper with seals at hand).

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To the attention of specialists financial market!

From July 1, 2019, a different procedure for assessing the qualifications of employees or persons applying for a certain type of labor activity has been established.

From July 1, 2019, qualification certificates cannot be used to assess the qualifications of a person and the requirement for their presence when admitting officials financial institutions and exercise control over their activities is not applicable.

You can find a consolidated list of questions from financial market participants regarding the functioning of the certification system for financial market specialists after July 1, 2019 and answers to them at the link.

Federal State Educational state-financed organization higher education "Financial University under the Government Russian Federation” (Financial University) is accredited by the Bank of Russia for the right to attest financial market specialists (Certificate of the Bank of Russia No. 015 dated 06/19/2017).

Certification of financial market specialists includes taking qualification exams from citizens in the field of professional activity in the securities market, activities of management companies and specialized depositories and issuing relevant qualification certificates of financial market specialists to them. Certification is carried out by organizations accredited by the Bank of Russia.

The presence of qualification certificates of a financial market specialist is a prerequisite for working in organizations operating in the financial market. Such certificates must be mandatory for persons holding managerial and controlling positions in these organizations, as well as positions of specialists who carry out transactions with securities, give instructions on their implementation or sign internal reports and outgoing documents related to the implementation of such transactions.
The Scientific and Educational Center for the Development of Professional Competences and Qualifications of the Financial University certifies financial market specialists for all types of professional activities in the securities market.

Certificates

Certificates of a financial market specialist are issued after successfully passing the basic exam (fundamentals of the securities market) and a specialized exam:

• certificate 1.0 - brokerage activities, dealer activities, securities management activities and forex dealer activities;
• certificate 2.0 - clearing activities and organized trading activities;
• certificate 3.0 - activities for maintaining the register of holders of securities;
• certificate 4.0 - depositary activity;
• certificate 5.0 - management of investment funds, mutual investment funds and non-state pension funds;
• certificate 6.0 - activities of specialized depositories investment funds, mutual investment funds and non-state pension funds;
• certificate 7.0 - activities of non-state pension funds on non-state pension provision and compulsory pension insurance.

Obtaining a qualification certificate from the Bank of Russia

The Scientific and Educational Center for the Development of Professional Competences and Qualifications of the Financial University invites you to study for qualification exams and pass exams in the basic course and all types of specializations to obtain a Bank of Russia qualification certificate.

Education

Forms of study:

• Daytime education: (by enrollment of the group)
• Evening training: Monday - Thursday from 19:00 to 22:00
• Individual training
• Corporate training

For individual and corporate forms of training: duration, program and cost are discussed personally with each student.

The cost of services for taking a qualifying exam is 3,000 rubles.

Types of qualification certificates:

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5 reasons to prepare and pass the FFMS exam at GRAND SCHOOL:

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Free extension of training. If for some reason you are unable to pass the exam on the first try, we will extend your training for free until you successfully pass the exam!

Prompt advice and assistance. When studying at GRAND SCHOOl, you can contact the teacher at any time convenient for you through any communication channel: be it phone, email or Skype.

Personal manager. Each examiner receives his own personal manager who monitors the progress of the student and coordinates the next steps and provides comprehensive support for the successful passing of the exam

Examination Center. You can take the exam itself, both in our office and in the center of any of our partners!

86% of students pass the FFMS exam on the 1st attempt

The best prices. GRAND SCHOOL guarantees the best conditions for face-to-face and remote format of preparation for the FFMS exam

Our learning formats:

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Full-time education

Training in the company's office with a teacher on weekdays (Tuesday and Thursday from 19:00 to 21:00

10 lessons of 2 hours

Free access to remote materials for face-to-face group

Free extension of training in case of an unsuccessful first attempt to pass the exam, the manager will extend access to remote materials absolutely free of charge!

Mock exam. Before you go to the exam, you can test your knowledge in our exam center!

Distance learning

Structured block of lectures by chapters

Webinars by course chapters

Current base of FFMS questions with answers

FFMS Exam Simulation System. (You can check knowledge both on a separate chapter and on the course as a whole)

Delivery guarantee. Free extension of training in case of an unsuccessful attempt to pass the exam.

Prepare at your convenience!

Multiplatform. You can prepare for the exam both from a computer and from any mobile device, be it a smartphone or tablet!

What is important to know:

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To obtain a certificate, you first need to pass the exam for the basic exam, after which the exam for the series is taken and a certificate is issued.

After passing the Basic exam, you will be given access to take the series. If you have already passed the basic exam, you can prepare with us for the exam for the series (GRAND SCHOOL prepares for exams in all series.

State duty is paid before the exam. The amount of the state duty varies from 1800 to 3000 rubles, depending on whether you are taking the exam with us or our partner.

It takes approximately 1-1.5 months to prepare for the basic exam, and 3-4 weeks to pass the series. The price for preparing for the series is the same as for the basic course.

The percentage of correct answers (passing minimum) in the FFMS exam is 80 points and 100 possible.

Corporate customers:

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Are you planning to prepare for the FFMS exams in your city? You can order distance learning for your employees.

Exam in your office. Would you like to pass the FFMS exam without taking your employees off work? - for a group of 5 people GRAND SCHOOL teachers can take an exam from your employees right in the office. Flight or travel is paid separately.

GRAND SCHOOL has Special offers for corporate customers. Contact us and we will select best option!

(FFMS) of Russia regulates stock market in general, the operations carried out on it, the relationship between its participants. Therefore, in order to carry out legal activities in the financial market, the Bank of Russia requires that specialists have a qualification certificate for working in the financial market (FSFM certificate).

Who needs to be certified

The FFMS of Russia developed and approved by Order No. 10-4/pz-n dated January 28, 2010 the Regulations on Financial Market Specialists.

It states that employees of organizations that operate in the financial market, carrying out the following types activities:

• depository;
• brokerage and dealer;
• securities management;
• organizer of work on the securities market;
• clearing;
• maintaining the register of securities holders;
• management of non-state pension and unit investment funds;
• specialized depository of non-state pension and mutual investment funds.

In these organizations, certification is not carried out by the entire staff, but only by the following employees:

• head, deputy head, heads and deputy heads of branches, if their duties include decision-making in the field of the organization's activities;
• the head and deputy head of the division, if their duties include decision-making in this area, including internal accounting of transactions with securities;
• an employee whose duties include internal control over the actions of the organization in the financial market;
• an employee whose duties include the direct implementation of the organization's work in the financial market.

How to get a certificate of the FFMS of Russia is also useful for students who graduate from universities in financial specialties and intend to start working in leading companies upon graduation. In practice, employers in 80% of cases want to see among the candidates for their jobs holders of such certificates in the specialty that the organization is focused on. The presence of a ready-made certificate enables the graduate to quickly find a highly paid and interesting job.

Who is allowed to take the exam

In order for a candidate to start passing the exam for obtaining a FFMS certificate, it is necessary that he meets several conditions:

1. Was over 18
2. If the candidate previously had a FFMS certificate and it was canceled, then more than three years must pass from the date of cancellation.
3. The candidate must successfully pass the basic exam.

Who administers the exam

Initially issued a certificate and conducted exams federal Service on the financial markets of the Russian Federation (FFMS of Russia), which is why it is called so. Then the issuance functions were transferred to certified training centers. They are accredited by the Bank of Russia to take exams for stock market specialists and have the right to issue a certificate from the Federal Financial Markets Service. Basic and specialized examinations are also conducted by these accredited training centers. Depending on the center, the cost of the exam, otherwise called the examination fee, ranges from 2,000 to 4,000 rubles.

During the basic qualification exam, candidates are tested on their knowledge of legal acts related to the regulation of financial markets, on the ability to make simple calculations using the methods of financial and economic analysis, economic statistics and mathematical economics.

During the specialized, a test is conducted for in-depth knowledge related to a particular specialization in the financial market.

What documents are required to pass the exam

Before the basic exam, the training centers collect groups, for registration in which it is required to submit:

• a copy of the document on higher education (if any);
• a copy of the passport;

To pass a specialized exam, you must have:

• documents confirming the successful completion of the basic exam;
• a copy of the document on higher education;
• contract and questionnaire of the training center;
• a copy of the passport;
• payment receipt.

When can an exam be denied?

The reason for not admitting a candidate to the exam may be one of the following reasons:

• the candidate appeared for the exam without a document proving his identity;
• an incomplete set of required documents has been submitted;
• the submitted documents contain inaccurate or false information;
• more than five years have passed since the passing of the basic exam;
• cancellation of the results of the previous exam, if three months have not passed since its date;
• three years have not passed since the cancellation of the previous certificate of the candidate;
• earlier, the candidate had an attempt to pass the exam on someone else's passport, and from that moment less than one year had passed.

How is the exam

Entrance to testing is carried out according to the passport. The rules for conducting the exam do not differ in excessive freedom, only a pencil, pen and blank sheets of paper for writing can be used in the exam, it is allowed to use a non-programmable calculator.

During the exam it is strictly forbidden:

• enjoy regulations Russia in any form;
• use special and reference literature;
• use mobile communications and other ways of transmitting and storing information;
• leave the testing room before it ends;
• chat with someone about exam topics;
• record and transmit the content of test questions;
• delay the delivery of test answers after the end of the exam time;
• bring in examination papers from the testing room.

Testing takes place in electronic form in a specially equipped auditorium. The tasks and questions of the tests are formed based on the requirements of the Bank of Russia for qualifying exams for a stock market specialist. The Basic Exam and the Fifth Series Certificate Exam are two hours long, while the others are one hour long.

For the correct answer in the test system, one or two points are assigned, depending on the complexity of the question. Successful passing of the test is considered when the subject scored more than 80 points out of a possible 100. If the candidate scores from 75 to 79 points during testing, then he can appeal his results within a month from the date of the exam. The appeal takes place in the form of an independent two-hour written work with the rationale for the correctness of their answers. At the same time, it is already allowed to use legal documents.

What types of certificates exist

In order to earn a certain type of certification, you must first pass a basic qualifying exam, sometimes referred to as the Series 0.0 exam. After passing it, the certificate is not issued.

To conduct real work, specialized FFMS certificates are required. Types of specialized certificates depend on the type of activity in the financial market:

• FFMS Certificate 1.0 - training for dealer, brokerage and securities management activities.
• FSFR 2.0 certificate - for clearing activities and work on the stock exchange.
• FFMS Certificate 3.0 - for accounting of securities holders;
• FFMS certificate 4.0 - for depository activities.
• FFMS Certificate 5.0 - for the management of non-state pension, investment and mutual funds.
• FFMS certificate 6.0 - for the activities of a special depository of non-state pension, investment and
• FFMS certificate 7.0 - for the activities of funds for non-state pension provision, professional and compulsory pension insurance.

How long is the certificate issued for?

After successfully passing the exam within 15 days, the training center issues the qualification certificate of a financial market specialist to the applicant. The certificate is perpetual.

Who maintains the register of certificates

The register of issued and canceled certificates of financial market specialists is maintained by the Bank of Russia. This register contains information about:

• about the specialist who received the certificate;
• about the series and certificate number;
• on the area of ​​the financial market for which the certificate was issued;
• other necessary information.

When changing the data contained in single register, the owner of the certificate is obliged to notify the Bank of Russia about this. To do this, it is enough for him to send a written application to any territorial division of the Bank of Russia, attaching copies of documents confirming the legality of the changes and a copy of the certificate.

Certificate revocation

If the owner of the certificate violates the legislation of Russia in the field and financial markets, the Bank of Russia may cancel his qualification certificate for a period of three years. After the decision to cancel within five working days, the Bank of Russia notifies the holder of the certificate from which it was canceled, attaching a copy of the corresponding order of the FFMS.

The list of canceled certificates is posted on the official website of the FFMS of Russia in free access for all interested parties within ten business days from the date of the decision to cancel. The owner of the certificate can challenge this decision only in court.

How to prepare for the exam

Recently, training centers offer candidates seeking to obtain a FFMS certificate training in preparatory courses. The convenience of attending preparatory courses lies in the possibility of:

• receiving recommendations from teachers taking the exam;
• passing pre-trial testing, which allows you to identify the weaknesses of the candidate and reduce the excitement and stress of passing the real exam;
• study of specialized manuals and with examples of questions and tasks with answers to them.

In addition, preparatory courses that can be taken remotely have become very popular. This method is much cheaper than full-time education while maintaining its quality. So, the most popular is the exam for the right to obtain a certificate of the Federal Financial Markets Service 1.0. It is not difficult to find materials for self-preparation for it.

Types of qualification certificates:

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5 reasons to prepare and pass the FFMS exam at GRAND SCHOOL:

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Free extension of training. If for some reason you are unable to pass the exam on the first try, we will extend your training for free until you successfully pass the exam!

Prompt advice and assistance. When studying at GRAND SCHOOl, you can contact the teacher at any time convenient for you through any communication channel: be it phone, email or Skype.

Personal manager. Each examiner receives his own personal manager who monitors the progress of the student and coordinates the next steps and provides comprehensive support for the successful passing of the exam

Examination Center. You can take the exam itself, both in our office and in the center of any of our partners!

86% of students pass the FFMS exam on the 1st attempt

The best prices. GRAND SCHOOL guarantees the best conditions for face-to-face and remote format of preparation for the FFMS exam

Our learning formats:

class="special lines-title">

Full-time education

Training in the company's office with a teacher on weekdays (Tuesday and Thursday from 19:00 to 21:00

10 lessons of 2 hours

Free access to remote materials for face-to-face group

Free extension of training in case of an unsuccessful first attempt to pass the exam, the manager will extend access to remote materials absolutely free of charge!

Mock exam. Before you go to the exam, you can test your knowledge in our exam center!

Distance learning

Structured block of lectures by chapters

Webinars by course chapters

Current base of FFMS questions with answers

FFMS Exam Simulation System. (You can check knowledge both on a separate chapter and on the course as a whole)

Delivery guarantee. Free extension of training in case of an unsuccessful attempt to pass the exam.

Prepare at your convenience!

Multiplatform. You can prepare for the exam both from a computer and from any mobile device, be it a smartphone or tablet!

What is important to know:

class="special lines-title">

To obtain a certificate, you first need to pass the exam for the basic exam, after which the exam for the series is taken and a certificate is issued.

After passing the Basic exam, you will be given access to take the series. If you have already passed the basic exam, you can prepare with us for the exam for the series (GRAND SCHOOL prepares for exams in all series.

State duty is paid before the exam. The amount of the state duty varies from 1800 to 3000 rubles, depending on whether you are taking the exam with us or our partner.

It takes approximately 1-1.5 months to prepare for the basic exam, and 3-4 weeks to pass the series. The price for preparing for the series is the same as for the basic course.

The percentage of correct answers (passing minimum) in the FFMS exam is 80 points and 100 possible.

Corporate customers:

class="special lines-title">

Are you planning to prepare for the FFMS exams in your city? You can order distance learning for your employees.

Exam in your office. Would you like to pass the FFMS exam without taking your employees off work? - for a group of 5 people GRAND SCHOOL teachers can take an exam from your employees right in the office. Flight or travel is paid separately.

GRAND SCHOOL has special offers for corporate customers. Contact us and we will find the best option!

Get a free demo access to remote materials for the FFMS exam series 6.0 (Activity of the Special Depository) right now!

Price distance course is from 6,000 to 14,000 rubles. Full-time training from 18,000 to 34,900 rubles (Discounts depending on the number of students on the part of the Customer)